Lawrence Sandra AJ 4

What Happened

• Sandra A.J. Lawrence, a director of Sera Prognostics, Inc. (SERA), was granted equity awards on July 10, 2026. The filing shows 24,702 restricted stock units (RSUs) and 37,995 stock options were awarded (totaling 62,697 shares), all at a $0 grant price. These awards are compensation grants (not purchases or sales) issued under the issuer's Non-Employee Director Compensation Policy and 2021 Equity Incentive Plan.

Key Details

• Transaction date: 2026-07-10; Grant type: Award/Grant (code A); Price: $0.00 for all items.
• Breakdown: 22,426 RSUs (F1) + 2,276 additional RSUs (F2) = 24,702 RSUs; 34,494 options (F3) + 3,501 options (F4) = 37,995 options.
• Vesting: RSUs vest the earlier of July 10, 2027 or the next Annual Meeting, subject to continued service (F1–F2). Options vest monthly over one year (1/12 per month) but may fully vest earlier—the earlier of the first anniversary or the next Annual Meeting—subject to continued service (F3–F4).
• Shares owned after transaction: not disclosed in the filing.
• Filing timeliness: Form 4 filed 2026-07-14 for a 2026-07-10 grant; this filing date meets the standard two-business-day reporting window and appears timely.

Context

• These are routine non-cash director compensation awards. The options are not shown as exercised or sold; they are grants that will vest over time if the director continues service. Such grants are common for non-employee directors and reflect compensation, not a market purchase signal.