Genesis Healthcare, Inc.·4

Jun 5, 4:50 PM ET

Whitman Arnold M 4

4 · Genesis Healthcare, Inc. · Filed Jun 5, 2019

Insider Transaction Report

Form 4
Period: 2019-06-05
Whitman Arnold M
Director10% Owner
Transactions
  • Award

    Class A Common Stock

    2019-06-05+124,079316,031 total
Holdings
  • Class A Common Stock

    (indirect: See footnote)
    2,937,750
  • Class A Common Stock

    (indirect: See footnote)
    1,003,512
  • Class A Common Stock

    (indirect: See footnote)
    501,815
  • Class A Common Stock

    (indirect: See footnote)
    4,000,000
Footnotes (6)
  • [F1]Grant of restricted stock units under the Issuer's 2015 Omnibus Equity Incentive Plan.
  • [F2]Includes 124,079 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in shares of the Issuer's Class A Common Stock.
  • [F3]Represents shares of Class A Common Stock of the Issuer ("Class A Shares") held by HCCF Management Group XI, LLC, of which Mr. Whitman may be deemed to be the beneficial owner.
  • [F4]Represents Class A Shares held by HCCF Management Group, Inc., of which Mr. Whitman may be deemed to be the beneficial owner.
  • [F5]Represents Class A Shares held by FC Profit Sharing, LLC, of which Mr. Whitman may be deemed to be the beneficial owner as a principal of Formation Capital, LLC, the sole member of FC Profit Sharing, LLC. Mr. Whitman disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Whitman's pecuniary interest therein.
  • [F6]Represents Class A Shares held by a Grantor Retained Annuity Trust, of which Mr. Whitman may be deemed to be the beneficial owner.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT