4//SEC Filing
Evans Robert D. 4
Accession 0001321732-18-000061
CIK 0001321732other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 8:15 PM ET
Size
15.1 KB
Accession
0001321732-18-000061
Insider Transaction Report
Form 4
Penumbra IncPEN
Evans Robert D.
EVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Common Stock
2018-05-01$22.04/sh+5,000$110,200→ 17,225 total - Sale
Common Stock
2018-05-01$124.56/sh−2,000$249,120→ 15,225 total - Sale
Common Stock
2018-05-01$126.68/sh−800$101,344→ 13,125 total - Sale
Common Stock
2018-05-01$127.53/sh−900$114,777→ 12,225 total - Exercise/Conversion
Stock Option (right to buy)
2018-05-01−5,000→ 20,834 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (5,000 underlying) - Sale
Common Stock
2018-05-01$125.55/sh−1,300$163,215→ 13,925 total
Holdings
- 160,775(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades at prices ranging from $124.10 to $125.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from 125.15 to $125.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $126.35 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $127.15 to $127.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
- [F7]Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.
Documents
Issuer
Penumbra Inc
CIK 0001321732
Entity typeother
Related Parties
1- filerCIK 0001173733
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 8:15 PM ET
- Size
- 15.1 KB