Evans Robert D. 4
4 · Penumbra Inc · Filed Jun 19, 2018
Insider Transaction Report
Form 4
Penumbra IncPEN
Evans Robert D.
EVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2018-06-15−2,000→ 18,834 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (2,000 underlying) - Exercise/Conversion
Common Stock
2018-06-15$22.04/sh+2,000$44,080→ 12,704 total
Holdings
- 162,296(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
- [F2]Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
- [F3]Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.