Evans Robert D. 4
4 · Penumbra Inc · Filed Aug 8, 2018
Insider Transaction Report
Form 4
Penumbra IncPEN
Evans Robert D.
EVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2018-08-08−400→ 15,871 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (400 underlying) - Sale
Common Stock
2018-08-06$150.16/sh−10,000$1,501,600→ 152,296 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2018-08-08$22.04/sh+400$8,816→ 15,667 total
Footnotes (4)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades at prices ranging from $150.00 to $150.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
- [F4]Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.