Evans Robert D. 4
4 · Penumbra Inc · Filed Aug 31, 2018
Insider Transaction Report
Form 4
Penumbra IncPEN
Evans Robert D.
EVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Common Stock
2018-08-29$22.04/sh+629$13,863→ 16,296 total - Sale
Common Stock
2018-08-29$135.00/sh−629$84,915→ 15,667 total - Sale
Common Stock
2018-08-30$135.10/sh−2,371$320,322→ 15,667 total - Exercise/Conversion
Stock Option (right to buy)
2018-08-30−2,371→ 12,871 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (2,371 underlying) - Exercise/Conversion
Common Stock
2018-08-30$22.04/sh+2,371$52,257→ 18,038 total - Exercise/Conversion
Stock Option (right to buy)
2018-08-29−629→ 15,242 totalExercise: $22.04Exp: 2025-08-11→ Common Stock (629 underlying)
Holdings
- 152,296(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades at prices ranging from $135.00 to $135.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
- [F4]Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.