4//SEC Filing
SQUARE 1 FINANCIAL INC 4
Accession 0001329799-15-000036
CIK 0001329799operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 4:49 PM ET
Size
10.3 KB
Accession
0001329799-15-000036
Insider Transaction Report
Form 4
Bhaumik Sam
EVP-Silicon Valley Banking
Transactions
- Tax Payment
Class A Common Stock
2015-03-02$27.68/sh−204$5,647→ 25,713 total(indirect: By Trust) - Tax Payment
Class A Common Stock
2015-03-03$26.00/sh−375$9,750→ 25,338 total(indirect: By Trust) - Award
Class A Common Stock
2015-03-02+1,626→ 25,917 total(indirect: By Trust)
Holdings
- 60,000
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2018-10-25→ Class A Common Stock (60,000 underlying) - 2,778
Class A Common Stock
Footnotes (3)
- [F1]1,626 RSUs were awarded on March 2, 2015, of which 542 vested immediately and 204 were withheld for taxes. The remaining 1,084 RSUs will vest in two equal installments beginning with the first anniversary of the date of the award. Class A Common Stock total also includes 7,333 unvested RSUs which will vest in two equal installments beginning on November 15, 2015; and 1,018 RSUs which will vest 100% on March 3, 2016.
- [F2]From an award previously granted, 1,017 RSUs vested on March 3, 2015 of which 375 were withheld for taxes.
- [F3]Stock options vest in five equal annual installments, beginning on October 25, 2012, the first anniversary of the date of the grant.
Documents
Issuer
SQUARE 1 FINANCIAL INC
CIK 0001329799
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001329799
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 4:49 PM ET
- Size
- 10.3 KB