Home/Filings/4/0001330511-12-000010
4//SEC Filing

BROWN MIKE 4

Accession 0001330511-12-000010

CIK 0000766701other

Filed

Aug 29, 8:00 PM ET

Accepted

Aug 30, 4:07 PM ET

Size

11.7 KB

Accession

0001330511-12-000010

Insider Transaction Report

Form 4
Period: 2012-08-28
BROWN MIKE
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2012-08-28$10.58/sh+15,000$158,700180,341 total
  • Tax Payment

    Common Stock

    2012-08-28$14.20/sh14,650$208,030165,691 total
  • Exercise/Conversion

    Nonqualified Employee Stock Option (right to buy)

    2012-08-2815,0000 total
    Exercise: $10.58Exp: 2017-05-07Common Stock (15,000 underlying)
  • Exercise/Conversion

    Nonqualified Employee Stock Option (right to buy)

    2012-08-283,7500 total
    Exercise: $7.58Exp: 2016-04-24Common Stock (3,750 underlying)
  • Exercise/Conversion

    Common Stock

    2012-08-28$7.58/sh+3,750$28,425165,341 total
Footnotes (3)
  • [F1]Shares were withheld to satisfy the tax withholding obligation associated with the exercise of the options and previously owned shares were delivered to satisfy the exercise price of the options.
  • [F2]The option vests in four equal annual installments beginning April 24, 2007.
  • [F3]The option vests in four equal annual installments beginning May 7, 2008.

Issuer

CAPSTEAD MORTGAGE CORP

CIK 0000766701

Entity typeother

Related Parties

1
  • filerCIK 0001273819

Filing Metadata

Form type
4
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 4:07 PM ET
Size
11.7 KB