STONERIDGE INC 4
4 · STONERIDGE INC · Filed Sep 22, 2014
Insider Transaction Report
Form 4
Corey John C
DirectorPresident and CEO
Transactions
- Sale
Common Shares, without par value
2014-09-19$12.60/sh−100,000$1,259,590→ 50,000 total(indirect: By Trust)
Holdings
- 661,938
Common Shares, without par value
Footnotes (2)
- [F1]The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $12.3501 to $12.94, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each separate price within the range.
- [F2]These shares were sold by a spousal trust establised by the Reporting Person for the benefit of the Reporting Person's spouse and childen. The Reporting Person's spouse is a co-trustee of the trust, to which the Reporting Person contributed 350,000 Common Common Shares in a transacton that resulted in a change in the nature of the form of beneficial ownership from direct to indirect. The spousal trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the spousal trust on September 16, 2014 following the recommendation of the spousal trust's financial advisor to diversify the trust's assets.