Sweeney Joseph Edward 4

What Happened Joseph Edward Sweeney, President — AWM Products & Services at Ameriprise Financial (AMP), reported the disposition of shares to satisfy tax liabilities. He disposed of 206 shares on 2026-01-26 at $500.53 each ($103,109) and 201 shares on 2026-01-27 at $498.33 each ($100,164), for a combined 407 shares and approximately $203,273. These were disposals (withholdings for tax), not open-market purchases.

Key Details

• Transaction dates and amounts:
  • 2026-01-26: 206 shares @ $500.53 — $103,109 (disposed)
  • 2026-01-27: 201 shares @ $498.33 — $100,164 (disposed)
• Total shares disposed: 407; total proceeds (approx.): $203,273.
• Shares owned after transaction: not specified on the Form 4.
• Footnote: F1 notes an estimate of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise 401(k) plan as of Jan 27, 2026; the fund uses unit accounting so reported share counts can vary with the stock price.
• Filing: Form 4 was filed 2026-01-28 for transactions on Jan 26–27; the filing appears timely.

Context

• The transaction code F indicates shares were disposed to cover tax liabilities (commonly withholding related to an option exercise or stock award). This is a routine, administrative sale to meet tax obligations and does not necessarily signal the insider's view on the company.
• Because these were tax-withholding disposals rather than open-market purchases or discretionary sales, they are generally less informative about insider sentiment.