DREW JOHN 4
4 · RiskMetrics Group Inc · Filed Aug 7, 2009
Insider Transaction Report
Form 4
Trudeau Robert
DirectorOther
Transactions
- Award
Common Stock
2009-08-06+5,000→ 8,334 total(indirect: Robert W. Trudeau)
Holdings
- 6,305,370(indirect: TCV V, L.P.)
Common Stock
- 1,666(indirect: TCV Management 2004, L.L.C.)
Common Stock
- 119,432(indirect: TCV Member Fund, L.P.)
Common Stock
Footnotes (7)
- [F1]The 5,000 shares of common stock of the issuer received in the transaction reported on this form are a grant of restricted stock which will vest in full on June 15, 2010.
- [F2]Excludes 1,666 shares that were previously held by Robert W. Trudeau ("Trudeau"), but were transferred from Trudeau to TCV Management 2004, L.L.C. ("Management") on July 9, 2009, and are now held directly by Management.
- [F3]These shares of restricted stock are directly held by Trudeau. Trudeau has the sole voting and dispositive power over the shares; however, Management owns 100% of the pecuniary interest therein. Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Additionally, Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and William J.G. Griffith IV (collectively, the "TCM Members") are members of Management, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]Includes 1,666 shares that were previously held directly by Trudeau, but were transferred from Trudeau to Management on July 9, 2009, and are now held directly by Management.
- [F5]These shares are directly held by Management. The TCM Members are members of Management, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F6]These shares are directly held by TCV V, L.P. The TCM Members are Class A members of Technology Crossover Management V, L.L.C. ("TCM V"), which is a general partner of TCV V, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV V, L.P., but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F7]These shares are directly held by TCV Member Fund, L.P. The TCM Members are (i) Class A Members of TCM V, which is a general partner of TCV Member Fund, L.P., and (ii) limited partners of TCV Member Fund, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV Member Fund, L.P., but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.