Home/Filings/4/0001354488-12-005231
4//SEC Filing

Raquet Walter F 4

Accession 0001354488-12-005231

CIK 0001433966other

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 5:55 PM ET

Size

14.4 KB

Accession

0001354488-12-005231

Insider Transaction Report

Form 4
Period: 2012-10-04
Transactions
  • Purchase

    6% Secured Convertible Debenture

    2012-10-04$750000.00/sh+0$00 total(indirect: By LLC)
    Exercise: $0.17From: 2012-10-04Exp: 2014-12-31Common Stock
  • Purchase

    Series A Common Stock Purchase Warrant

    2012-10-04+2,205,8822,205,882 total(indirect: By LLC)
    Exercise: $0.21From: 2012-10-04Exp: 2016-12-31Common Stock (2,208,882 underlying)
  • Purchase

    6% Secured Convertible Debenture

    2012-10-04$500000.00/sh+0$00 total
    Exercise: $0.17From: 2012-10-04Exp: 2014-12-31Common Stock
  • Purchase

    Series A Common Stock Purchase Warrant

    2012-10-04+1,470,5881,470,588 total
    Exercise: $0.21From: 2012-10-04Exp: 2016-12-31Common Stock (1,470,588 underlying)
Holdings
  • Common Stock

    1,575,000
  • Options to purchase common stock

    Exercise: $0.17From: 2013-06-04Exp: 2022-06-04Common Stock (150,000 underlying)
    150,000
Footnotes (5)
  • [F1]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
  • [F2]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
  • [F3]These securities were issued in connection with the purchase of the Issuer's 6% Convertible Debentures on 10/04/12.
  • [F4]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
  • [F5]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.

Issuer

GREEN EARTH TECHNOLOGIES, INC

CIK 0001433966

Entity typeother

Related Parties

1
  • filerCIK 0001408842

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 5:55 PM ET
Size
14.4 KB