Raquet Walter F 4
4 · GREEN EARTH TECHNOLOGIES, INC · Filed Oct 9, 2012
Insider Transaction Report
Form 4
Raquet Walter F
Director
Transactions
- Purchase
6% Secured Convertible Debenture
2012-10-04$750000.00/sh+0$0→ 0 total(indirect: By LLC)Exercise: $0.17From: 2012-10-04Exp: 2014-12-31→ Common Stock - Purchase
Series A Common Stock Purchase Warrant
2012-10-04+2,205,882→ 2,205,882 total(indirect: By LLC)Exercise: $0.21From: 2012-10-04Exp: 2016-12-31→ Common Stock (2,208,882 underlying) - Purchase
6% Secured Convertible Debenture
2012-10-04$500000.00/sh+0$0→ 0 totalExercise: $0.17From: 2012-10-04Exp: 2014-12-31→ Common Stock - Purchase
Series A Common Stock Purchase Warrant
2012-10-04+1,470,588→ 1,470,588 totalExercise: $0.21From: 2012-10-04Exp: 2016-12-31→ Common Stock (1,470,588 underlying)
Holdings
- 1,575,000
Common Stock
- 150,000
Options to purchase common stock
Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common Stock (150,000 underlying)
Footnotes (5)
- [F1]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- [F2]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
- [F3]These securities were issued in connection with the purchase of the Issuer's 6% Convertible Debentures on 10/04/12.
- [F4]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
- [F5]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.