Raquet Walter F 4
4 · GREEN EARTH TECHNOLOGIES, INC · Filed Apr 1, 2013
Insider Transaction Report
Form 4
Raquet Walter F
Director
Transactions
- Purchase
6% Secured Convertible Debenture
2013-03-28$625000.00/sh+0$0→ 0 total(indirect: By LLC)Exercise: $0.17From: 2013-03-28Exp: 2016-03-31→ Common stock - Purchase
Series A Common Stock Purchase Warrant
2013-03-28+1,838,235→ 1,838,235 total(indirect: By LLC)Exercise: $0.21From: 2013-03-28Exp: 2018-03-31→ Common stock (1,838,235 underlying)
Holdings
- 0(indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.17Exp: 2014-12-31→ Common stock - 1,470,588
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2016-12-31→ Common stock (1,470,588 underlying) - 0
6% Secured Convertible Debenture
Exercise: $0.17Exp: 2014-12-31→ Common stock - 2,205,882(indirect: By LLC)
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2016-12-31→ Common stock (2,208,882 underlying) - 150,000
Options to purchase common stock
Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common stock (150,000 underlying)
Footnotes (7)
- [F1]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
- [F2]On 3/28/13, the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
- [F3]These securities were issued in connection with the purchase of the Issuer's 6% Convertible Debentures on 3/28/13.
- [F4]Immediately.
- [F5]on 10/04/12. the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
- [F6]On 10/04/12. the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
- [F7]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3/ on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.