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4//SEC Filing

Raquet Walter F 4

Accession 0001354488-13-001681

CIK 0001433966other
View on SEC.govCompany Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 4:30 PM ET

Size

15.0 KB

Accession

0001354488-13-001681

Insider Transaction Report

Form 4
Period: 2013-03-28
GREEN EARTH TECHNOLOGIES, INCGETG
Raquet Walter F
Director
Transactions
  • Purchase

    6% Secured Convertible Debenture

    2013-03-28$625000.00/sh+0$0→ 0 total(indirect: By LLC)
    Exercise: $0.17From: 2013-03-28Exp: 2016-03-31→ Common stock
  • Purchase

    Series A Common Stock Purchase Warrant

    2013-03-28+1,838,235→ 1,838,235 total(indirect: By LLC)
    Exercise: $0.21From: 2013-03-28Exp: 2018-03-31→ Common stock (1,838,235 underlying)
Holdings

  • 6% Secured Convertible Debenture

    (indirect: By LLC)
    Exercise: $0.17Exp: 2014-12-31→ Common stock
    0

  • Series A Common Stock Purchase Warrant

    Exercise: $0.21Exp: 2016-12-31→ Common stock (1,470,588 underlying)
    1,470,588

  • 6% Secured Convertible Debenture

    Exercise: $0.17Exp: 2014-12-31→ Common stock
    0

  • Series A Common Stock Purchase Warrant

    (indirect: By LLC)
    Exercise: $0.21Exp: 2016-12-31→ Common stock (2,208,882 underlying)
    2,205,882

  • Options to purchase common stock

    Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common stock (150,000 underlying)
    150,000
Footnotes (7)
  • [F1]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.
  • [F2]On 3/28/13, the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
  • [F3]These securities were issued in connection with the purchase of the Issuer's 6% Convertible Debentures on 3/28/13.
  • [F4]Immediately.
  • [F5]on 10/04/12. the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
  • [F6]On 10/04/12. the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
  • [F7]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3/ on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.

Documents

1 file

Issuer

GREEN EARTH TECHNOLOGIES, INC

CIK 0001433966

→
Entity typeother

Related Parties

1
  • filerCIK 0001408842

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:30 PM ET
Size
15.0 KB
View on SEC.gov