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4//SEC Filing

GREEN EARTH TECHNOLOGIES, INC 4

Accession 0001354488-13-005116

CIK 0001433966operating
View on SEC.govCompany Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 4:15 PM ET

Size

17.0 KB

Accession

0001354488-13-005116

Insider Transaction Report

Form 4
Period: 2013-09-06
GREEN EARTH TECHNOLOGIES, INCGETG
Raquet Walter F
Director
Transactions
  • Purchase

    Common Stock Purchase Warrant

    2013-09-06+2,666,667→ 2,666,667 total
    Exercise: $0.21Exp: 2016-09-05→ Common Stock (2,666,667 underlying)
  • Purchase

    Common Stock

    2013-09-06$0.10/sh+8,000,000$800,000→ 10,537,862 total
Holdings

  • Series A Common Stock Purchase Warrant

    Exercise: $0.21Exp: 2016-12-31→ Common Stock (1,470,588 underlying)
    1,470,588

  • Series A Common Stock Purchase Warrant

    (indirect: By LLC)
    Exercise: $0.21Exp: 2016-12-31→ Common Stock (2,208,882 underlying)
    2,208,882

  • Series A Common Stock Purchase Warrant

    (indirect: By LLC)
    Exercise: $0.21Exp: 2018-03-31→ Common Stock (1,838,235 underlying)
    1,838,235

  • 6% Secured Convertible Debenture

    (indirect: By LLC)
    Exercise: $0.17Exp: 2014-12-31→ Common Stock
    0

  • 6% Secured Convertible Debenture

    (indirect: By LLC)
    Exercise: $0.17Exp: 2016-03-31→ Common Stock
    0

  • 6% Secured Convertible Debenture

    Exercise: $0.17Exp: 2014-12-31→ Common Stock
    0

  • Options to purchase common stock

    Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common Stock (150,000 underlying)
    150,000
Footnotes (7)
  • [F1]Immediately.
  • [F2]These securities were issued to the reporting person in connection with reporting person's purchase of 2,666,667 units each of three shares of common stock and one three-year common stock purchase warrant.
  • [F3]On 3/28/13 the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
  • [F4]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
  • [F5]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
  • [F6]On 10/04/12, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
  • [F7]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.

Documents

1 file

Issuer

GREEN EARTH TECHNOLOGIES, INC

CIK 0001433966

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001433966

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:15 PM ET
Size
17.0 KB
View on SEC.gov