4//SEC Filing
GREEN EARTH TECHNOLOGIES, INC 4
Accession 0001354488-13-005564
CIK 0001433966operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:30 PM ET
Size
17.8 KB
Accession
0001354488-13-005564
Insider Transaction Report
Form 4
Raquet Walter F
Director
Transactions
- Exercise/Conversion
Common Stock
2013-10-04$0.14/sh+149,527$21,083→ 450,292 total(indirect: By LLC) - Exercise/Conversion
Common Stock
2013-10-04$0.14/sh+54,373$7,667→ 10,291,470 total
Holdings
- 2,666,667
Common Stock Purchase Warrant
Exercise: $0.21Exp: 2016-09-05→ Common Stock (2,666,667 underlying) - 1,838,235(indirect: By LLC)
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2018-03-31→ Common Stock (1,838,235 underlying) - 1,470,588
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2016-12-31→ Common Stock (1,470,588 underlying) - 2,208,882(indirect: By LLC)
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2016-12-31→ Common Stock (2,208,882 underlying) - 0(indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.17Exp: 2014-12-31→ Common Stock - 150,000
Options to purchase common stock
Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common Stock (150,000 underlying) - 0(indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.17Exp: 2016-03-31→ Common Stock - 0
6% Secured Convertible Debenture
Exercise: $0.17Exp: 2014-12-31→ Common Stock
Footnotes (7)
- [F1]Represents shares issued upon the conversion of interest on the 6% secured convertible debentures beneficial owned by the reporting person.
- [F2]Immediately.
- [F3]As of 10/1/13 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
- [F4]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
- [F5]As of 10/1/13 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
- [F6]As of 10/1/13 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
- [F7]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.
Documents
Issuer
GREEN EARTH TECHNOLOGIES, INC
CIK 0001433966
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001433966
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 4:30 PM ET
- Size
- 17.8 KB