GREEN EARTH TECHNOLOGIES, INC 4
4 · GREEN EARTH TECHNOLOGIES, INC · Filed Feb 19, 2014
Insider Transaction Report
Form 4
Raquet Walter F
Director
Transactions
- Award
Common Stock
2014-02-14+187,500→ 2,929,262 total
Holdings
- 2,000,000(indirect: By LLC)
Series A Common Stock Purchase Warrant
Exercise: $0.21Exp: 2018-03-31→ Common Stock (2,000,000 underlying) - 1,838,235
Series A Common Stock Purchase Warrant
Exercise: $0.20Exp: 2016-12-31→ Common Stock (1,838,235 underlying) - 0
6% Secured Convertible Debenture
Exercise: $0.16Exp: 2014-12-31→ Common Stock - 0(indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.16Exp: 2014-12-31→ Common Stock - 150,000
Options to purchase common stock
Exercise: $0.17From: 2013-06-04Exp: 2022-06-04→ Common Stock (150,000 underlying) - 3,676,471(indirect: By LLC)
Series A Common Stock Purchase Warrant
Exercise: $0.20Exp: 2016-12-31→ Common Stock (3,676,471 underlying) - 0(indirect: By LLC)
6% Secured Convertible Debenture
Exercise: $0.06Exp: 2016-03-31→ Common Stock
Footnotes (7)
- [F1]Not applicable.
- [F2]Immediately.
- [F3]As of 2/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 13,333,333 shares of the Issuer's common stock.
- [F4]The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
- [F5]As of 2/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 3,906,250 shares of the Issuer's common stock.
- [F6]As of 2/1/14 the outstanding principal on the 6% Secured Convertible Debenture was convertible into 7,812,500 shares of the Issuer's common stock.
- [F7]Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.