4//SEC Filing
Weiss Asset Management LP 4
Accession 0001357550-20-000062
CIK 0001478121other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 4:33 PM ET
Size
8.1 KB
Accession
0001357550-20-000062
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
WEISS ANDREW M
10% Owner
Transactions
- Sale
Common Stock
2020-09-29$12.74/sh−100,000$1,273,580→ 4,220,055 total(indirect: See Footnote 1)
WEISS CAPITAL LLC
10% Owner
Transactions
- Sale
Common Stock
2020-09-29$12.74/sh−100,000$1,273,580→ 4,220,055 total(indirect: See Footnote 1)
WAM GP LLC
10% Owner
Transactions
- Sale
Common Stock
2020-09-29$12.74/sh−100,000$1,273,580→ 4,220,055 total(indirect: See Footnote 1)
Footnotes (1)
- [F1]Shares reported herein represent shares beneficially owned by two private investment funds for which Weiss Asset Management LP serves as an investment manager. WAM GP LLC is the general partner of Weiss Asset Management LP and Andrew Weiss is the Managing Member of WAM GP LLC. All of Weiss Asset Management LP, WAM GP LLC, and Andrew Weiss disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest therein.
Documents
Issuer
Pfenex Inc.
CIK 0001478121
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001357550
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 4:33 PM ET
- Size
- 8.1 KB