4//SEC Filing
Weiss Asset Management LP 4
Accession 0001357550-20-000064
CIK 0001478121other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:35 PM ET
Size
8.3 KB
Accession
0001357550-20-000064
Insider Transaction Report
Form 4
Pfenex Inc.PFNX
WEISS ANDREW M
10% Owner
Transactions
- Disposition from Tender
Common Stock
2020-09-30$12.00/sh−801,424$9,617,088→ 3,418,631 total(indirect: See Footnote 2)
WAM GP LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2020-09-30$12.00/sh−801,424$9,617,088→ 3,418,631 total(indirect: See Footnote 2)
WEISS CAPITAL LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2020-09-30$12.00/sh−801,424$9,617,088→ 3,418,631 total(indirect: See Footnote 2)
Footnotes (2)
- [F1]In addition, for each share tendered we are expecting to receive one Contingent Value Right (CVR) which, by its terms, will entitle the holder to either $0 or $2 payable by December 31, 2021.
- [F2]Shares reported herein represent shares beneficially owned by two private investment funds for which Weiss Asset Management LP serves as an investment manager. WAM GP LLC is the general partner of Weiss Asset Management LP and Andrew Weiss is the Managing Member of WAM GP LLC. All of Weiss Asset Management LP, WAM GP LLC, and Andrew Weiss disclaim beneficial ownership of the shares reported herein except to the extent of their pecuniary interest therein.
Documents
Issuer
Pfenex Inc.
CIK 0001478121
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001357550
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:35 PM ET
- Size
- 8.3 KB