4//SEC Filing
Amtrust Financial Services, Inc. 4
Accession 0001365555-17-000039
CIK 0001365555operating
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 8:22 AM ET
Size
25.8 KB
Accession
0001365555-17-000039
Insider Transaction Report
Form 4
Pipoly Ronald E Jr
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2017-03-05+6,498→ 328,463 total - Exercise/Conversion
Common Stock
2017-03-05+8,972→ 319,285 total - Tax Payment
Common Stock
2017-03-05$23.03/sh−3,210$73,926→ 316,075 total - Exercise/Conversion
Common Stock
2017-03-05+9,172→ 325,247 total - Tax Payment
Common Stock
2017-03-05$23.03/sh−3,282$75,584→ 321,965 total - Tax Payment
Common Stock
2017-03-05$23.03/sh−2,325$53,545→ 326,138 total - Exercise/Conversion
Restricted Stock Units
2017-03-05−8,972→ 0 total→ Common Stock (8,972 underlying) - Exercise/Conversion
Restricted Stock Units
2017-03-05−9,717→ 29,149 total→ Common Stock (9,717 underlying) - Exercise/Conversion
Common Stock
2017-03-05+9,717→ 335,855 total - Tax Payment
Common Stock
2017-03-05$23.03/sh−3,497$80,536→ 332,358 total - Exercise/Conversion
Restricted Stock Units
2017-03-05−9,172→ 9,172 total→ Common Stock (9,172 underlying) - Exercise/Conversion
Restricted Stock Units
2017-03-05−6,498→ 12,994 total→ Common Stock (6,498 underlying)
Footnotes (13)
- [F1]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2013.
- [F10]On March 5, 2013, Mr. Pipoly received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F11]On March 5, 2014, Mr. Pipoly received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F12]On March 5, 2015, Mr. Pipoly received restricted stock units subject to a four-year vesting schedule, vesting pne-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F13]On March 5, 2016, Mr. Pipoly received restricted stock units subject to a four-year vesting schedule, vesting one-fourth on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
- [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2013.
- [F3]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2014.
- [F4]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2014.
- [F5]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2015.
- [F6]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2015.
- [F7]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2016.
- [F8]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Pipoly on March 5, 2016.
- [F9]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
Documents
Issuer
Amtrust Financial Services, Inc.
CIK 0001365555
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001365555
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 8:22 AM ET
- Size
- 25.8 KB