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Caviet Max G 4

Accession 0001365555-17-000138

CIK 0001365555other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 4:35 PM ET

Size

8.9 KB

Accession

0001365555-17-000138

Insider Transaction Report

Form 4
Period: 2017-09-09
Caviet Max G
President of Subsidiary
Transactions
  • Tax Payment

    Common Stock

    2017-09-09$11.72/sh6,769$79,333411,498 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-0914,4020 total
    Common Stock (14,402 underlying)
  • Exercise/Conversion

    Common Stock

    2017-09-09+14,402418,267 total
Footnotes (4)
  • [F1]Acquisition of common stock resulting from the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on September 9, 2013.
  • [F2]Disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-fourth of the restricted stock units granted to Mr. Caviet on September 9, 2013.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
  • [F4]On September 9, 2013, Mr. Caviet received restricted stock units subject to a four-year vesting schedule, vesting 25% on each of the first, second, third and fourth anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.

Issuer

Amtrust Financial Services, Inc.

CIK 0001365555

Entity typeother

Related Parties

1
  • filerCIK 0001381044

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:35 PM ET
Size
8.9 KB