4//SEC Filing
Harrington John J 4
Accession 0001368148-20-000097
CIK 0001368148other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 6:16 PM ET
Size
8.7 KB
Accession
0001368148-20-000097
Insider Transaction Report
Form 4
Harrington John J
DirectorChief Scientific Officer
Transactions
- Sale
Common Stock
2020-09-16$2.15/sh−5,000$10,761→ 777,718 total - Sale
Common Stock
2020-09-15$2.21/sh−5,000$11,033→ 782,718 total - Tax Payment
Common Stock
2020-09-17$2.06/sh−15,947$32,851→ 761,771 total
Footnotes (5)
- [F1]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.30, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.18, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F5]Securities beneficially owned are comprised of (1) 495,408 shares of common stock owned and (2) unvested restricted stock units aggregating 266,363 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402610
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 6:16 PM ET
- Size
- 8.7 KB