Harrington John J 4
4 · ATHERSYS, INC / NEW · Filed Sep 17, 2020
Insider Transaction Report
Form 4
Harrington John J
DirectorChief Scientific Officer
Transactions
- Sale
Common Stock
2020-09-16$2.15/sh−5,000$10,761→ 777,718 total - Sale
Common Stock
2020-09-15$2.21/sh−5,000$11,033→ 782,718 total - Tax Payment
Common Stock
2020-09-17$2.06/sh−15,947$32,851→ 761,771 total
Footnotes (5)
- [F1]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.30, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.18, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F5]Securities beneficially owned are comprised of (1) 495,408 shares of common stock owned and (2) unvested restricted stock units aggregating 266,363 related to annual awards, which vest quarterly over a three or four-year period from date of grant.