4//SEC Filing
Harrington John J 4
Accession 0001368148-21-000025
CIK 0001368148other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 6:29 PM ET
Size
8.7 KB
Accession
0001368148-21-000025
Insider Transaction Report
Form 4
Harrington John J
DirectorChief Scientific Officer
Transactions
- Sale
Common Stock
2021-03-16$2.01/sh−5,000$10,075→ 735,795 total - Tax Payment
Common Stock
2021-03-17$1.95/sh−15,846$30,900→ 719,949 total - Sale
Common Stock
2021-03-15$1.97/sh−5,000$9,841→ 740,795 total
Footnotes (5)
- [F1]Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.945 to $1.985, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.05, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- [F4]Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- [F5]Securities beneficially owned are comprised of (1) 520,990 shares of common stock owned and (2) unvested restricted stock units aggregating 198,959 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeother
Related Parties
1- filerCIK 0001402610
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 6:29 PM ET
- Size
- 8.7 KB