Kola Ismail 4

Accession 0001368148-22-000133

CIK 0001368148other

Filed

Sep 19, 8:00 PM ET

Accepted

Sep 20, 1:43 PM ET

Size

23.1 KB

Accession

0001368148-22-000133

Form 4

Period: 2022-09-16

Director

Transactions

Award
Common Stock
2022-09-16+20,512→ 24,512 total
Award
Stock Option (right to purchase)
2022-09-16+32,042→ 32,042 total
Exercise: $1.95Exp: 2032-09-16→ Common Stock (32,042 underlying)

Holdings

Stock Option (right to purchase)
Exercise: $71.75Exp: 2030-06-18→ Common Stock (2,000 underlying)
2,000
Stock Option (right to purchase)
Exercise: $54.75Exp: 2026-06-20→ Common Stock (1,200 underlying)
1,200
Stock Option (right to purchase)
Exercise: $41.25Exp: 2024-06-17→ Common Stock (1,200 underlying)
1,200
Stock Option (right to purchase)
Exercise: $38.75Exp: 2029-06-12→ Common Stock (2,000 underlying)
2,000
Stock Option (right to purchase)
Exercise: $46.00Exp: 2026-03-07→ Common Stock (3,000 underlying)
3,000
Stock Option (right to purchase)
Exercise: $50.00From: 2020-06-15Exp: 2031-03-11→ Common Stock (4,000 underlying)
4,000
Stock Option (right to purchase)
Exercise: $38.50Exp: 2031-06-15→ Common Stock (2,000 underlying)
2,000
Stock Option (right to purchase)
Exercise: $57.75Exp: 2028-06-18→ Common Stock (2,000 underlying)
2,000
Stock Option (right to purchase)
Exercise: $32.00Exp: 2025-06-24→ Common Stock (1,200 underlying)
1,200
Stock Option (right to purchase)
Exercise: $36.50Exp: 2027-06-07→ Common Stock (1,200 underlying)
1,200
Stock Option (right to purchase)
Exercise: $42.75Exp: 2023-09-10→ Common Stock (600 underlying)
600
Stock Option (right to purchase)
Exercise: $42.75Exp: 2023-06-18→ Common Stock (600 underlying)
600

Footnotes (6)

[F1]Represents the exempt acquisition of 20,512 restricted stock units that in general will vest in total on December 31, 2022, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.
[F2]On August 26, 2022, the Issuer effected a 1-for-25 reverse stock split of its Common Stock (the "Reverse Stock Split"), resulting in a decrease in the Reporting Person's ownership by 96,000 shares.
[F3]Represents the exempt acquisition of stock options to purchase 32,042 shares of the Issuer's Common Stock at a per share exercise price of $1.95. These stock options in general will vest on July 28, 2023, subject generally to the Reporting Person's continued service on the Issuer's Board of Directors.
[F4]This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 25 (and at an exercise price equal to this reported exercise price divided by 25)).
[F5]Award of a nonqualified stock option. The option vests ratably on a quarterly basis over a one-year period and are now fully vested.
[F6]These stock options vested ratably on a quarterly basis over three years and are now fully vested

Documents

1 file

ATHERSYS, INC / NEW

CIK 0001368148

Entity typeother