4//SEC Filing
Liu Changming 4
Accession 0001372414-18-000011
CIK 0001372414other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 8:41 PM ET
Size
12.4 KB
Accession
0001372414-18-000011
Insider Transaction Report
Form 4
Liu Changming
Director
Transactions
- Exercise/Conversion
Common Stock
2018-03-01+3,750→ 216,643 total - Exercise/Conversion
Performance Stock Units
2018-03-01−3,750→ 26,250 totalExercise: $0.00From: 2018-03-01Exp: 2020-06-01→ Common Stock (3,750 underlying) - Tax Payment
Common Stock
2018-03-01$4.35/sh−2,471$10,749→ 212,893 total - Tax Payment
Common Stock
2018-03-01$4.35/sh−1,534$6,673→ 215,109 total
Holdings
- 1,150,400(indirect: By Trust)
Common Stock
- 400,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The shares are held by the Liu-Wei Trust, for which the Reporting Person serves as trustee.
- [F2]The shares are held by the Liu/Wei 2012 Irrevocable Descendants' Trust dated December 19, 2012, for which the Reporting Person's spouse serves as trustee.
- [F3]In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units.
- [F4]50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates.
Documents
Issuer
AEROHIVE NETWORKS, INC
CIK 0001372414
Entity typeother
Related Parties
1- filerCIK 0001603006
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 8:41 PM ET
- Size
- 12.4 KB