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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001379748-15-000002

CIK 0000038067operating

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 4:52 PM ET

Size

10.6 KB

Accession

0001379748-15-000002

Insider Transaction Report

Form 4
Period: 2015-12-17
Ratner Bruce C
DirectorExecutive Vice President
Transactions
  • Other

    Class A Common Units

    2015-12-17+2,230666,158 total(indirect: See footnote)
    Exercise: $0.00From: 2007-11-08Exp: 1988-08-08Class A Common Stock (663,928 underlying)
Holdings
  • Class A Common

    (indirect: See footnote)
    15,000
  • Class A Common Units

    Exercise: $0.00From: 2007-11-08Exp: 1988-08-08Class A Common Stock (183,610 underlying)
    183,610
  • Class A Common

    22,500
Footnotes (6)
  • [F1]Share are held in a street account with Merrill Lynch.
  • [F2]Shares are held in a street account with Chase for the benefit of stepson Michael Carajohn, Bruce Ratner's spouse Pamela R. Lipkin is account custodian.
  • [F3]Class A Common Units of Forest City Master Associates III, LLC (a subsidiary of Forest City Enterprises, Inc.) are convertible into Forest City Enterprises, Inc. Class A Common Stock on a equal number basis or cash at the discretion of Forest City Enterprises, Inc.
  • [F4]On 9/01/2015, Bruce Ratner filed a Form 4 reporting the disposition of 52,873 Class A Common Units through a redemption transaction. Due to an error in instruction, a portion of the redemption transaction was subsequently unwound and rescinded resulting in the return of 2,230 Class A Common Units.
  • [F5]Units are held indirectly through an entity (LLC, Trust etc.).
  • [F6]There is no expiration date.

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:52 PM ET
Size
10.6 KB