FOREST CITY ENTERPRISES INC 4
4 · FOREST CITY ENTERPRISES INC · Filed Dec 21, 2015
Insider Transaction Report
Form 4
FOREST CITY ENTERPRISES INCFCEA/FCEB
Ratner Bruce C
DirectorExecutive Vice President
Transactions
- Other
Class A Common Units
2015-12-17+2,230→ 666,158 total(indirect: See footnote)Exercise: $0.00From: 2007-11-08Exp: 1988-08-08→ Class A Common Stock (663,928 underlying)
Holdings
- 15,000(indirect: See footnote)
Class A Common
- 183,610
Class A Common Units
Exercise: $0.00From: 2007-11-08Exp: 1988-08-08→ Class A Common Stock (183,610 underlying) - 22,500
Class A Common
Footnotes (6)
- [F1]Share are held in a street account with Merrill Lynch.
- [F2]Shares are held in a street account with Chase for the benefit of stepson Michael Carajohn, Bruce Ratner's spouse Pamela R. Lipkin is account custodian.
- [F3]Class A Common Units of Forest City Master Associates III, LLC (a subsidiary of Forest City Enterprises, Inc.) are convertible into Forest City Enterprises, Inc. Class A Common Stock on a equal number basis or cash at the discretion of Forest City Enterprises, Inc.
- [F4]On 9/01/2015, Bruce Ratner filed a Form 4 reporting the disposition of 52,873 Class A Common Units through a redemption transaction. Due to an error in instruction, a portion of the redemption transaction was subsequently unwound and rescinded resulting in the return of 2,230 Class A Common Units.
- [F5]Units are held indirectly through an entity (LLC, Trust etc.).
- [F6]There is no expiration date.