Siegler Jonathan A 4
4 · 5E Advanced Materials, Inc. · Filed Jul 2, 2026
Research Summary
AI-generated summary of this filing
5E Advanced Materials (FEAM) Director Jonathan Siegler Exercises RSUs
What Happened
Director Jonathan A. Siegler received and immediately converted 6,516 restricted stock units (RSUs) that vested — effectively converting the RSUs into 6,516 shares. To cover tax withholding, 2,411 of those shares were surrendered at $1.44 per share, totaling $3,472. No open-market sale of shares occurred; the share withholding was to satisfy tax obligations.
Key Details
- Transaction dates: RSU grant 2026-06-30 (A); RSUs vested and converted 2026-07-01 (M); tax withholding shown 2026-07-01 (F). Filing date: 2026-07-02.
- Withheld shares: 2,411 shares disposed to cover taxes at $1.44/share for $3,472.
- RSUs vested/converted: 6,516 shares. Net shares retained after withholding: 6,516 − 2,411 = 4,105 shares (based on this filing).
- Footnotes: F1 — each RSU equals a contingent right to one share. F2 — RSUs were granted under the company’s 2022 Equity Compensation Plan on 6/30/2026 and vested on 7/1/2026.
- Transaction codes: A = award/grant, M = exercise/conversion of derivative (RSU conversion), F = tax withholding.
- Timeliness: Filing shows a 7/2/2026 filing for transactions on 6/30–7/1/2026; no late filing flag is indicated.
Context
This was an award/vesting event and a routine tax-withholding share surrender (common for RSU vesting), not an open-market sale or a new cash purchase. The only cash-equivalent reported was the tax withholding of $3,472; the filing does not indicate any sale for liquidity or investment signaling.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1]2026-07-01+6,516→ 6,516 total - Tax Payment
Common Stock
2026-07-01$1.44/sh−2,411$3,472→ 4,105 total - Award
Restricted Stock Unit
[F1][F2]2026-06-30+6,516→ 6,516 total→ Common Stock (6,516 underlying) - Exercise/Conversion
Restricted Stock Unit
[F1][F2]2026-07-01−6,516→ 0 total→ Common Stock (6,516 underlying)
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- [F2]RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.