|5Feb 21, 6:13 PM ET

ADCARE HEALTH SYSTEMS INC 5

5 · ADCARE HEALTH SYSTEMS INC · Filed Feb 21, 2008

Insider Transaction Report

Form 5
Period: 2007-12-31
Transactions
  • Award

    Warrants

    2007-11-20+8,8008,800 total
    Exercise: $1.20From: 2007-11-20Exp: 2017-11-20Common Stock (8,800 underlying)
  • Expiration

    Warrants

    2007-09-128,8008,800 total
    Exercise: $1.46From: 2007-10-01Exp: 2012-10-01Common Stock (8,800 underlying)
Holdings
  • Common Stock

    4,400
  • Options

    Exercise: $2.50From: 2004-08-27Exp: 2012-08-27Common Stock (16,000 underlying)
    26,000
Footnotes (4)
  • [F1]Merger discussions discontinued.
  • [F2]The warrants will only become exercisable upon closing of the Merger of the Company and Family Home Health Services, Inc. and will terminate and expire unless exercised on or before the 5th anniversary of the closing.
  • [F3]Warrants were awarded to officers and directors.
  • [F4]These are 10 year warrants that will vest equally over a 5 year period, however that vesting will be accelerated in the event there is a "change in control" of the Company or a termination without cause of person(s) comprising the management team.

Documents

1 file
  • 5
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT