Ritter Andrew J 4
4 · RITTER PHARMACEUTICALS INC · Filed Oct 27, 2017
Insider Transaction Report
Form 4
Ritter Andrew J
DirectorPresident
Transactions
- Purchase
Common Stock
2017-10-03+187,500→ 1,004,772 total(indirect: By LLC) - Purchase
Warrants (Right to Buy)
2017-10-03+187,500→ 187,500 total(indirect: By LLC)Exercise: $0.44From: 2017-10-03Exp: 2022-10-03→ Common Stock (187,500 underlying)
Holdings
- 6,250
Common Stock
Footnotes (2)
- [F1]Stonehenge Partners LLC ("Stonehenge") purchased 187,500 Class A Units of the Issuer, consisting of 187,500 shares of common stock and warrants to purchase 187,500 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to Stonehenge in the public offering were immediately separable and were issued separately in the offering.
- [F2]As a managing partner of Stonehenge, the Reporting Person may be deemed the beneficial owner of these securities. The Reporting Person expressly disclaims beneficial ownership over these securities except to the extent of his pecuniary interest therein.