Home/Filings/4/0001385508-21-000070
4//SEC Filing

MacDougall Ann L. 4

Accession 0001385508-21-000070

CIK 0001385508other

Filed

May 12, 8:00 PM ET

Accepted

May 13, 4:06 PM ET

Size

7.4 KB

Accession

0001385508-21-000070

Insider Transaction Report

Form 4
Period: 2021-05-13
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-05-13$10.00/sh341$3,4100 total
    Exercise: $10.00Exp: 2021-05-16Common Stock (341 underlying)
  • Exercise/Conversion

    Common Stock

    2021-05-13$10.00/sh+341$3,41021,179 total
Footnotes (1)
  • [F1]On May 17, 2016, the reporting person was granted an option to purchase 35,000 shares of Common Stock. The options vest as follows: (i) 11,667 share upon the up listing of the Issuer to The NASDAQ Stock Market (which occurred on August 29, 2017); (ii) 11,667 shares upon the cumulative funding of the Issuer in excess of $5,000,000 by institutional investors, commencing May 5, 2016 (which performance criteria was met on December 13, 2016); and (iii) 11,666 shares upon the first submission of a New Drug Application ("NDA") to the FDA for one of Issuer's products by either the Issuer or an Issuer licensee.

Issuer

OPIANT PHARMACEUTICALS, INC.

CIK 0001385508

Entity typeother

Related Parties

1
  • filerCIK 0001685788

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 4:06 PM ET
Size
7.4 KB