Heshmatpour Amir F 4
4 · AFH ACQUISITION IV, INC. · Filed Apr 26, 2011
Insider Transaction Report
Form 4
Heshmatpour Amir F
Director10% Owner
Transactions
- Other
Common Stock
2011-04-21−300,000→ 4,700,000 total - Award
Common Stock
2011-04-21−300,000→ 300,000 total - Other
Common Stock
2011-04-21−300,000→ 5,000,000 total(indirect: See footnotes)
Footnotes (4)
- [F1]On April 21, 2011, AFH Holding and Advisory LLC ("AFH Holding"), assigned an aggregate of 300,000 shares (the "Shares") of common stock, par value $0.001 per share (the "Common Stock") of the Issuer to Griffin Ventures, LTD ("Griffin Ventures", together with AFH Holding, the "Shareholders").
- [F2]Represents the aggregate shares of Common Stock owned of record by the Shareholders and beneficially by Amir Heshmatpour. Amir Heshmatpour is the sole owner and manager of both AFH Holding and Griffin Ventures and has sole voting and investment control over the securities of the Issuer owned by the Shareholders and therefore may be deemed to beneficially own the shares of Common Stock owned of record by the Shareholders.
- [F3]Represents the shares of Common Stock owned of record and benfeficially by AFH Holding.
- [F4]Represents the shares of Common Stock owned of record and beneficially by Griffin Ventures.