4//SEC Filing
Heshmatpour Amir F 4
Accession 0001387131-11-002705
CIK 0001420031other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 9:55 PM ET
Size
14.6 KB
Accession
0001387131-11-002705
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2011-11-21$3.57/sh−11,200$40,000→ 2,521,049 total(indirect: See footnote) - Sale
Common Stock
2011-11-21$3.57/sh−11,200$40,000→ 148,799 total - Sale
Common Stock
2011-11-14$3.57/sh−112,001$400,000→ 2,532,249 total(indirect: See footnote) - Sale
Common Stock
2011-11-14$3.57/sh−112,001$400,000→ 159,999 total
Heshmatpour Amir F
Director10% Owner
Transactions
- Sale
Common Stock
2011-11-14$3.57/sh−112,001$400,000→ 2,532,249 total(indirect: See footnote) - Sale
Common Stock
2011-11-21$3.57/sh−11,200$40,000→ 2,521,049 total(indirect: See footnote) - Sale
Common Stock
2011-11-21$3.57/sh−11,200$40,000→ 148,799 total - Sale
Common Stock
2011-11-14$3.57/sh−112,001$400,000→ 159,999 total
Footnotes (10)
- [F1]On November 14, 2011, Griffin Ventures Ltd. ("Griffin") sold an aggregate of 112,001 shares of common stock, par value $0.001 per share (the "Common Stock") of the Issuer for the aggregate sum of $400,000, or $3.5714 per share of Common Stock, pursuant to the terms of a stock purchase agreement.
- [F10]Represents the shares of Common Stock owned of record and beneficially by Griffin following the transaction described in footnote (6) above.
- [F2]Represents the shares owned of record by Griffin and beneficially owned by Amir Heshmatpour and sold by Griffin as described in footnote (1) above.
- [F3]Represents the shares owned of record and sold by Griffin as decribed in footnote (1) above.
- [F4]Represents the aggregate shares of Common Stock owned beneficially by Amir Heshmatpour, which includes 2,372,250 shares of Common Stock owned of record by AFH Holding and Advisory LLC ("AFH") and 159,999 shares of Common Stock owned of record by Griffin following the transaction described in footnote (1) above. Amir Heshmatpour is the sole owner and manager of both AFH and Griffin and has sole voting and investment control over the securities owned of record by AFH and Griffin. Therefore, he may be deemed to beneficially own the 2,372,250 shares of Common Stock owned by AFH and the 159,999 shares of Common Stock owned by Griffin following the transaction described in footnote (1) above.
- [F5]Represents the shares of Common Stock owned of record and beneficially by Griffin following the transaction described in footnote (1) above.
- [F6]On November 21, 2011, Griffin sold an aggregate of 11,200 shares of Common Stock of the Issuer for the aggregate sum of $40,000, or $3.5714 per share of Common Stock, pursuant to the terms of a stock purchase agreement.
- [F7]Represents the shares owned of record by Griffin and beneficially owned by Amir Heshmatpour and sold by Griffin as described in footnote (6) above.
- [F8]Represents the shares owned of record and sold by Griffin as decribed in footnote (6) above.
- [F9]Represents the aggregate shares of Common Stock owned beneficially by Amir Heshmatpour, which includes 2,372,250 shares of Common Stock owned of record by AFH and 148,799 shares of Common Stock owned of record by Griffin following the transaction described in footnote (6) above. Amir Heshmatpour is the sole owner and manager of both AFH and Griffin and has sole voting and investment control over the securities owned of record by AFH and Griffin. Therefore, he may be deemed to beneficially own the 2,372,250 shares of Common Stock owned by AFH and the 148,799 shares of Common Stock owned by Griffin following the transaction described in footnote (6) above.
Documents
Issuer
EMMAUS LIFE SCIENCES, INC.
CIK 0001420031
Entity typeother
Related Parties
1- filerCIK 0001396631
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 9:55 PM ET
- Size
- 14.6 KB