4//SEC Filing
WARBURG PINCUS & CO. 4
Accession 0001387131-21-003870
CIK 0001822479other
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 8:58 PM ET
Size
25.6 KB
Accession
0001387131-21-003870
Insider Transaction Report
Form 4
WP XI Partners, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus Private Equity XI-B, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Bull Co-Invest L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus Private Equity XI, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus XI, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
WARBURG PINCUS & CO
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus Partners GP LLC
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus XI Partners, L.P.
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
WP Global LLC
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Warburg Pincus Partners II, L.P.
Director
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2021-03-22$26.12/sh−13,512,582$352,982,423→ 105,417,315 total(indirect: See Footnote)
Footnotes (5)
- [F1]On March 22, 2021, certain of the Warburg Pincus Entities (as defined below) sold a total of 13,512,582 shares of Common Stock of Sotera Health Company (the "Issuer") in an underwritten public secondary offering (the "Offering").
- [F2]Following the Offering, consists of (i) 84,093,443 shares of Common Stock of the Issuer held by Warburg Pincus Private Equity XI, L.P., Warburg Pincus XI Partners, L.P., WP XI Partners, L.P., Warburg Pincus Private Equity XI-B, L.P. (collectively, the "WP XI Funds"), (ii) 269,963 shares of Common Stock of the Issuer held by Warburg Pincus Private Equity XI-C, L.P. ("WP XI-C") and (iii) 21,053,909 shares of Common Stock of the Issuer held by Bull Co-Invest L.P., a Delaware limited partnership ("Bull Co-Invest").
- [F3]Warburg Pincus XI, L.P., a Delaware limited partnership ("WP XI LP"), is the general partner of the WP XI Funds. WP Global LLC ("WP Global"), is the general partner of WP XI LP. Warburg Pincus Partners II, L.P. ("WPP II") is the managing member of WP Global. Warburg Pincus Partners GP LLC ("WPP GP LLC") is the general partner of WPP II. Warburg Pincus & Co. ("WP") is the managing member of WPP GP LLC. Warburg Pincus (Cayman) XI, L.P. ("WP Cayman") is the general partner of WP XI-C. Warburg Pincus XI-C, LLC ("Warburg Pincus XI-C") is the general partner of WP Cayman. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of Warburg Pincus XI-C. Warburg Pincus (Bermuda) Private Equity GP Ltd. ("Warburg Pincus (Bermuda)") is the general partner of WPP II Cayman. WP Bull Manager, LLC ("WP Bull Manager") is the general partner of Bull Co-Invest. WP is the managing member of WP Bull Manager, LLC.
- [F4]Warburg Pincus LLC ("WP LLC") is the manager of the WP XI Funds and WP XI-C. The WP XI Funds, Bull Co-Invest, WP XI-C, WP XI LP, WP Global, WPP II, WPP GP LLC, WP Cayman, Warburg Pincus XI-C, WPP II Cayman, Warburg Pincus (Bermuda), WP Bull Manager, WP LLC and WP are collectively referred to herein as the "Warburg Pincus Entities."
- [F5]Each Warburg Pincus Entity disclaims beneficial ownership with respect to any shares of Common Stock of the Issuer, except to the extent of its pecuniary interest in such shares of Common Stock, if any. The WP XI Funds, WP XI-C, Bull Co-Invest, WP XI LP, WP Global, WPP II, WPP GP LLC, WP, WP Cayman, WPP II Cayman, Warburg Pincus (Bermuda), Warburg Pincus XI-C and WP Bull Manager are directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each of the Warburg Pincus Entities is given solely by such Warburg Pincus Entity, and no Warburg Pincus Entity has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Entity.
Documents
Issuer
Sotera Health Co
CIK 0001822479
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0000929408
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 8:58 PM ET
- Size
- 25.6 KB