Lockwood David James 4
4 · EnergySolutions, Inc. · Filed May 25, 2012
Insider Transaction Report
Form 4
Lockwood David James
Director
Transactions
- Award
Common Stock
2012-05-23+19,486→ 55,935 total
Footnotes (3)
- [F1]Shares granted to David Lockwood as a Director of the Issuer pursuant to the 2007 Equity Incentive Plan.
- [F2]Under an agreement with ValueAct SmallCap, David Lockwood is deemed to hold the common stock for the benefit of ValueAct SmallCap Master Fund, L.P. and indirectly for (i) VA SmallCap Partners, LLC as the General Partner of ValueAct SmallCap Master Fund, L.P., (ii) ValueAct SmallCap Management, L.P. as the manager of ValueAct SmallCap Master Fund, L.P. and (iii) ValueAct SmallCap Management, LLC as the General Partner of ValueAct SmallCap Management, L.P.
- [F3]Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.