4//SEC Filing
Bulldog Investors, LLC 4
Accession 0001398344-18-014262
CIK 0001162028other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 12:40 PM ET
Size
13.4 KB
Accession
0001398344-18-014262
Insider Transaction Report
Form 4
Dakos Andrew
10% Owner
Transactions
- Purchase
Common Stock
2018-09-28$13.50/sh+100$1,350→ 733,555 total(indirect: By Clients) - Other
Common Stock
2018-10-01−149,565→ 583,990 total(indirect: By Clients)
Holdings
- 500
Common Stock
- 6,375
Common Stock
Samuels Steven
10% Owner
Transactions
- Purchase
Common Stock
2018-09-28$13.50/sh+100$1,350→ 733,555 total(indirect: By Clients) - Other
Common Stock
2018-10-01−149,565→ 583,990 total(indirect: By Clients)
Holdings
- 6,375
Common Stock
- 500
Common Stock
Bulldog Investors, LLC
10% Owner
Transactions
- Purchase
Common Stock
2018-09-28$13.50/sh+100$1,350→ 733,555 total(indirect: By Clients) - Other
Common Stock
2018-10-01−149,565→ 583,990 total(indirect: By Clients)
Holdings
- 6,375
Common Stock
- 500
Common Stock
GOLDSTEIN PHILLIP
10% Owner
Transactions
- Purchase
Common Stock
2018-09-28$13.50/sh+100$1,350→ 733,555 total(indirect: By Clients) - Other
Common Stock
2018-10-01−149,565→ 583,990 total(indirect: By Clients)
Holdings
- 6,375
Common Stock
- 500
Common Stock
Footnotes (4)
- [F1]Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- [F2]Shares are held by Steven Samuels.
- [F3]Shares are held by Andrew Dakos.
- [F4]These shares of AKP are held in the account of a private investment fund client of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such shares as of October 1, 2018 and as a result such shares will no longer be reported on the Reporting Persons' Form 4.
Documents
Issuer
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
CIK 0001162028
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001504304
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 12:40 PM ET
- Size
- 13.4 KB