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4//SEC Filing

Bulldog Investors, LLC 4

Accession 0001398344-18-014426

CIK 0001162028other
View on SEC.govCompany Profile

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 12:43 PM ET

Size

12.9 KB

Accession

0001398344-18-014426

Insider Transaction Report

Form 4
Period: 2018-10-01
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP
Dakos Andrew
10% Owner
Transactions
  • Purchase

    Common Stock

    2018-10-01$13.61/sh+1,110$15,107→ 585,100 total(indirect: By Clients)
  • Purchase

    Common Stock

    2018-10-02$13.62/sh+8,353$113,759→ 593,453 total(indirect: By Clients)
Holdings

  • Common Stock

    6,375

  • Common Stock

    500
Samuels Steven
10% Owner
Transactions
  • Purchase

    Common Stock

    2018-10-01$13.61/sh+1,110$15,107→ 585,100 total(indirect: By Clients)
  • Purchase

    Common Stock

    2018-10-02$13.62/sh+8,353$113,759→ 593,453 total(indirect: By Clients)
Holdings

  • Common Stock

    6,375

  • Common Stock

    500
Bulldog Investors, LLC
10% Owner
Transactions
  • Purchase

    Common Stock

    2018-10-01$13.61/sh+1,110$15,107→ 585,100 total(indirect: By Clients)
  • Purchase

    Common Stock

    2018-10-02$13.62/sh+8,353$113,759→ 593,453 total(indirect: By Clients)
Holdings

  • Common Stock

    500

  • Common Stock

    6,375
GOLDSTEIN PHILLIP
10% Owner
Transactions
  • Purchase

    Common Stock

    2018-10-01$13.61/sh+1,110$15,107→ 585,100 total(indirect: By Clients)
  • Purchase

    Common Stock

    2018-10-02$13.62/sh+8,353$113,759→ 593,453 total(indirect: By Clients)
Holdings

  • Common Stock

    500

  • Common Stock

    6,375
Footnotes (3)
  • [F1](1) Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
  • [F2]Shares are held by Steven Samuels.
  • [F3]Shares are held by Andrew Dakos.

Documents

1 file

Issuer

ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND

CIK 0001162028

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001504304

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 12:43 PM ET
Size
12.9 KB
View on SEC.gov