4//SEC Filing
Boulderado Group, LLC 4
Accession 0001398344-19-002132
CIK 0001494582other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 9:06 PM ET
Size
18.3 KB
Accession
0001398344-19-002132
Insider Transaction Report
Form 4
Boulderado Group, LLC
10% Owner
Transactions
- Other
Class A common stock, par value $0.001 per share
2019-01-15−485,169→ 4,261,453 total - Other
Class A common stock, par value $0.001 per share
2019-02-01−3,234,020→ 1,354,328 total
Boulderado Partners, LLC
10% Owner
Transactions
- Other
Class A common stock, par value $0.001 per share
2019-01-15−485,169→ 4,261,453 total - Other
Class A common stock, par value $0.001 per share
2019-02-01−3,234,020→ 1,354,328 total
Boulderado Capital, LLC
10% Owner
Transactions
- Other
Class A common stock, par value $0.001 per share
2019-01-15−485,169→ 4,261,453 total - Other
Class A common stock, par value $0.001 per share
2019-02-01−3,234,020→ 1,354,328 total
Rozek Alexander Buffett
DirectorCo-Chief Executive Officer10% Owner
Transactions
- Other
Class A common stock, par value $0.001 per share
2019-01-15−485,169→ 4,261,453 total - Other
Class A common stock, par value $0.001 per share
2019-02-01−3,234,020→ 1,354,328 total
BOULDERADO BOC, LP
10% Owner
Transactions
- Other
Class A common stock, par value $0.001 per share
2019-01-15−485,169→ 4,261,453 total - Other
Class A common stock, par value $0.001 per share
2019-02-01−3,234,020→ 1,354,328 total
Footnotes (10)
- [F1]Boulderado Partners, LLC ("BP") made a distribution to certain limited partners of an aggregate of 485,169 shares of the Issuer's Class A common stock.
- [F10]The reported shares are directly owned by BP and the Trust. BC is the managing member of BP. BG is the investment manager of BP. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP and the Trust.
- [F2]On January 15, 2019, BP distributed to certain of its limited partner investors 485,169 shares of the Issuer's Class A common stock. As a result of the distribution, (1) BP is no longer deemed a beneficial owner of such distributed shares and, accordingly, the number of shares reported by BP is reduced by 485,169 (with a corresponding decrease in the number of shares beneficially owned by Boulderado Capital, LLC ("BC"), as the managing member of BP, Bouderado Group, LLC ("BG"), as the investment manager of BP and Alex Rozek, as the managing member of BC and BG); (collectively the "BP Distributed Shares").
- [F3]This total includes 3,681,679 shares of Class A common stock, 527,780 shares of Class B common stock, and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. BP may be deemed the beneficial owner of 746,155 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for a trust of which Mr. Rozek is the trustee and over which he has voting power. Boulderado BOC, LP ("BBOC") may be deemed the beneficial owner of 3,234,020 shares of Common Stock that it holds.
- [F4]The reported shares are directly owned by BP, BBOC and a trust of which Mr. Rozek is the trustee and over which he has voting power (the "Trust"). BC is the managing member of BP. BG is the investment manager of BP. BG is the general partner and investment manager of BBOC. Alex B. Rozek is the managing member of BC and BG. BC, BG and Mr. Rozek may each exercise voting and dispositive power over the Common Stock held by BP, BBOC and the Trust, and, as a result, may be deemed to be indirect beneficial owners of shares of Common Stock held by BP, BBOC and the Trust.
- [F5]BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
- [F6]Mr. Rozek serves as a director of the Issuer, and as the co-chief executive officer of the Issuer.
- [F7]BBOC made a distribution to certain limited partners of an aggregate of 3,234,020 shares of the Issuer's Class A common stock, representing all shares of the Issuer's Common Stock held by BBOC.
- [F8]On February 1, 2019, BBOC distributed to certain of its limited partner investors 3,234,020 shares of the Issuer's Class A common stock. Of the 3,234,020 shares of Class A common stock so distributed, 326,895 shares of Class A common stock were distributed to BG as the general partner of BBOC and BG immediately contributed such shares to be held by BP on its behalf. These distributions were the result of BP, BBOC, BG and BC returning all outside capital to investors and continuing operations to manage family investments only. As a result of these transactions, (1) BBOC is no longer deemed to be a beneficial owner of such distributed shares of Common Stock, (2) the number of shares held by BP has increased by 326,895, and (3) the amount of securities beneficially owned by all reporting persons has decreased from 4,261,353 to 1,354,328 shares of Common Stock of the Issuer.
- [F9]This total includes 774,554 shares of Class A common stock, 527,780 shares of Class B common stock and 51,994 Class B warrants. The Class B warrants can be exercised for Class B common stock, and all Class B common stock is convertible into shares of Class A common stock on a one-to-one basis under certain circumstances. BP may be deemed the beneficial owner of 1,073,050 shares of Common Stock that it holds. Alex B. Rozek may be deemed the beneficial owner of 281,278 shares of Common Stock held for the Trust.
Documents
Issuer
BOSTON OMAHA Corp
CIK 0001494582
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001527265
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 9:06 PM ET
- Size
- 18.3 KB