4//SEC Filing
Bulldog Investors, LLC 4
Accession 0001398344-19-005250
CIK 0000810943other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 12:52 PM ET
Size
15.6 KB
Accession
0001398344-19-005250
Insider Transaction Report
Form 4
Transactions
- Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−1,247,106$11,535,731→ 220,106 total(indirect: By Clients) - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−6,241$57,729→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−3,123$28,888→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−933$8,630→ 0 total
Samuels Steven
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−1,247,106$11,535,731→ 220,106 total(indirect: By Clients) - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−6,241$57,729→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−3,123$28,888→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−933$8,630→ 0 total
GOLDSTEIN PHILLIP
Director
Transactions
- Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−6,241$57,729→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−933$8,630→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−1,247,106$11,535,731→ 220,106 total(indirect: By Clients) - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−3,123$28,888→ 0 total
Dakos Andrew
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−1,247,106$11,535,731→ 220,106 total(indirect: By Clients) - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−933$8,630→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−6,241$57,729→ 0 total - Disposition to Issuer
Common Stock
2019-03-19$9.25/sh−3,123$28,888→ 0 total
Footnotes (6)
- [F1]Disposed of to High Income Securities Fund (the "Fund") pursuant to an issuer tender offer.
- [F2]Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- [F3]Shares are held by Phillip Goldstein.
- [F4]Shares are held by Steven Samuels.
- [F5]Shares are held by Andrew Dakos.
- [F6]As reported on Mr. Goldstein's Form 5 filed February 14, 2019, 10,772 shares of the Fund were disposed of via a gift on December 26, 2018.
Documents
Issuer
HIGH INCOME SECURITIES FUND
CIK 0000810943
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001504304
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 12:52 PM ET
- Size
- 15.6 KB