4//SEC Filing
Herzfeld Erik Mervin 4
Accession 0001398344-24-006279
CIK 0000880406other
Filed
Mar 20, 8:00 PM ET
Accepted
Mar 21, 5:01 PM ET
Size
5.8 KB
Accession
0001398344-24-006279
Insider Transaction Report
Form 4
Herzfeld Erik Mervin
PresidentOther
Transactions
- Disposition to Issuer
Common stock
2024-03-19$3.38/sh−64,010$216,565→ 407,002 total
Footnotes (1)
- [F1]The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The Fund will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Fund, the preliminary proration factor is 13.59%. If necessary, an amended Form 4 will be filed to report the number of shares actually disposed of by the reporting person in connection with the Tender Offer once the final proration factor is determined.
Documents
Issuer
HERZFELD CARIBBEAN BASIN FUND INC
CIK 0000880406
Entity typeother
Related Parties
1- filerCIK 0001413260
Filing Metadata
- Form type
- 4
- Filed
- Mar 20, 8:00 PM ET
- Accepted
- Mar 21, 5:01 PM ET
- Size
- 5.8 KB