4//SEC Filing
Dakos Andrew 4
Accession 0001398344-25-022415
CIK 0000813623other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:14 PM ET
Size
6.3 KB
Accession
0001398344-25-022415
Insider Transaction Report
Form 4
Dakos Andrew
Director
Transactions
- Exercise/Conversion
Common Stock
2025-12-11$6.07/sh+35,064$212,838→ 35,128 total
Holdings
- 3,000(indirect: By Partnership)
Common Stock
Footnotes (2)
- [F1]Non-transferable rights were issued to holders of record of shares of common stock of the Issuer as of November 14, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every right received by the holder entitled such holder to purchase one share of common stock and holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
- [F2]Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Documents
Issuer
Total Return Securities Fund
CIK 0000813623
Entity typeother
Related Parties
1- filerCIK 0001341021
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:14 PM ET
- Size
- 6.3 KB