GOLDSTEIN PHILLIP 4/A
Accession 0001398344-26-001140
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 6:35 PM ET
Size
8.7 KB
Accession
0001398344-26-001140
Research Summary
AI-generated summary of this filing
MFS High Yield Municipal Trust (CMU) 10% Owners Buy 678 Shares
What Happened
Three 10% owners — Bulldog Investors, LLP; Phillip Goldstein; and Andrew Dakos — purchased shares of MFS High Yield Municipal Trust (ticker: CMU) in an open-market/private transaction. Each acquired 678 shares at $3.50 per share on January 20, 2026, for a total of $2,373 each (transaction code P = Purchase). This filing is an amendment clarifying that the transactions were acquisitions, not dispositions.
Key Details
- Transaction date: 2026-01-20; Filing date (amendment): 2026-01-23.
- Price per share: $3.50; Shares per filer: 678; Total value per filer: $2,373.
- Reported filers: Bulldog Investors, LLP (10% owner); Phillip Goldstein (10% owner); Andrew Dakos (10% owner).
- Footnote F1: Shares are held by Phillip Goldstein; Bulldog Investors and Andrew Dakos disclaim beneficial interest except to the extent of any pecuniary interest. Goldstein and Dakos are partners of Bulldog Investors, LLP.
- Footnote F2: Amendment was filed solely to correct Column 4 to show the securities were Acquired rather than Disposed.
- Shares owned after the transaction were not provided in the supplied excerpt.
Context
These are purchases by 10% owners (institutional/large stakeholders), not routine executive trades — such purchases can be interpreted as an ownership increase by major holders but are small in dollar size here. The filing is an amended Form 4 to correct the transaction type, not necessarily an indication of late reporting beyond the amendment.
Insider Transaction Report
- Purchase
Common Stock
[F2][F1]2026-01-20$3.50/sh+678$2,373→ 24,878 total
- Purchase
Common Stock
[F2][F1]2026-01-20$3.50/sh+678$2,373→ 24,878 total
- Purchase
Common Stock
[F2][F1]2026-01-20$3.50/sh+678$2,373→ 24,878 total
Footnotes (2)
- [F1]Shares are held by Phillip Goldstein. Bulldog Investors, LLP and Andrew Dakos disclaim beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos and Phillip Goldstein are the partners of Bulldog Investors, LLP
- [F2]This Amendment is filed solely to reflect in Column 4 of Table I, that the securities in the reported transaction were Acquired, not Disposed of.
Documents
Issuer
MFS HIGH YIELD MUNICIPAL TRUST
CIK 0000809844
Related Parties
1- filerCIK 0001067621
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 6:35 PM ET
- Size
- 8.7 KB