HERZFELD THOMAS J 4

What Happened

• Thomas J. Herzfeld, Chairman of the advisor to Herzfeld Credit Income Fund, acquired 3,610 shares in an open-market purchase (transaction code P) on 2026-04-15. The shares were bought at $16.01 each for a total cost of $57,811. This is a purchase (acquisition) rather than a sale.

Key Details

• Transaction date and price: 2026-04-15 — 3,610 shares at $16.01 per share (total $57,811).
• Transaction type: Open-market/private purchase (SEC code P).
• Shares owned after transaction: Not disclosed in the Form 4 filing.
• Footnotes / special plans: No 10b5-1 plan, tax-withholding, or other special-footnote transactions are reported in the filing.
• Filing timeliness: Reported on 2026-04-17 for a 2026-04-15 transaction — filed within the standard two-business-day window (timely).

Context

• Insider purchases are often watched by investors as a potential sign of confidence, but they are not definitive proof of future performance. Thomas J. Herzfeld’s role is Chairman of the advisor (not listed here as a company executive or 10% owner), and the filing provides no additional explanation for the purchase.