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4//SEC Filing

Baka James F 4

Accession 0001403002-09-000001

CIK 0001299033other
View on SEC.govCompany Profile

Filed

Jul 23, 8:00 PM ET

Accepted

Jul 24, 3:38 PM ET

Size

17.6 KB

Accession

0001403002-09-000001

Insider Transaction Report

Form 4
Period: 2009-07-23
Calamos Asset Management, Inc. /DE/CLMS
Baka James F
EVP - Wealth Management
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-07-23−4,236→ 0 total
    Exercise: $35.43Exp: 2016-02-14→ Class A Common Stock (4,236 underlying)
  • Award

    Stock Option (Right to Buy)

    2009-07-23+20,920→ 20,920 total
    Exercise: $17.80Exp: 2017-02-14→ Class A Common Stock (20,920 underlying)
  • Award

    Stock Options (Right to Buy)

    2009-07-23+2,648→ 2,648 total
    Exercise: $17.80Exp: 2016-02-14→ Class A Common Stock (2,648 underlying)
  • Disposition to Issuer

    Stock Options (Righ to Buy)

    2009-07-23−27,195→ 0 total
    Exercise: $27.58Exp: 2017-02-14→ Class A Common Stock (27,195 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2009-07-23−5,775→ 0 total
    Exercise: $28.76Exp: 2015-02-14→ Class A Common Stock (5,775 underlying)
  • Award

    Stock Option (Right to Buy)

    2009-07-23+4,125→ 4,125 total
    Exercise: $17.80Exp: 2005-02-14→ Class A Common Stock (4,125 underlying)
Footnotes (6)
  • [F1]On July 23, 2009, the Issuer cancelled, pursuant to its Stock Option Exchange Program, 5,775 stock options originally granted on February 15, 2005 with a $28.76 exercise price. In exchange, the Reporting Person received 4,125 stock options on July 23, 2009 with a $17.80 exercise price.
  • [F2]The stock options vest in three equal installments on February 15, 2009, 2010 and 2011.
  • [F3]On July 23, 2009, the Issuer cancelled, pursuant to its Stock Option Exchange Program, 4,236 stock options originally granted on February 15, 2006 with a $35.43 exercise price. In exchange, the Reporting Person received 2,648 stock options on July 23, 2009 with a $17.80 exercise price.
  • [F4]The stock options vest in three equal installments on February 15, 2010, 2011 and 2012.
  • [F5]On July 23, 2009, the Issuer cancelled, pursuant to its Stock Option Exchange Program, 27,195 stock options originally granted on February 15, 2007 with a $27.58 exercise price. In exchange, the Reporting Person received 20,920 stock options on July 23, 2009 with a $17.80 exercise price.
  • [F6]The stock options vest in three equal installments on February 15, 2011, 2012 and 2013.

Documents

1 file

Issuer

Calamos Asset Management, Inc. /DE/

CIK 0001299033

→
Entity typeother

Related Parties

1
  • filerCIK 0001351596

Filing Metadata

Form type
4
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 3:38 PM ET
Size
17.6 KB
View on SEC.gov