Och Daniel 4

Accession 0001403256-18-000085

CIK 0001403256other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 7:29 AM ET

Size

54.7 KB

Accession

0001403256-18-000085

Insider Transaction Report

Form 4

Period: 2018-03-08

Och-Ziff Capital Management Group LLCOZM

Och Daniel

DirectorChief Executive Officer10% Owner

Transactions

Gift
Group A Units
2018-03-08−3,271,766→ 47,928,701 total
→ Class A Shares (3,271,766 underlying)
Gift
Group A Units
2018-03-08+2,424,436→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,424,436 underlying)
Gift
Group A Units
2018-03-08+2,608,946→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,946 underlying)
Other
Group A Units
2018-03-08$1.58/sh+3,094,507$4,889,321→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)
Gift
Group A Units
2018-03-08+2,608,946→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,946 underlying)
Gift
Group A Units
2018-03-08+555,610→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,610 underlying)
Gift
Group A Units
2018-03-08−2,608,946→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,946 underlying)
Gift
Group A Units
2018-03-08+555,611→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,611 underlying)
Gift
Group A Units
2018-03-08−2,424,436→ 45,504,265 total
→ Class A Shares (2,424,436 underlying)
Gift
Group A Units
2018-03-08−2,608,946→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,946 underlying)
Gift
Group A Units
2018-03-08−555,610→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,610 underlying)
Gift
Group A Units
2018-03-08+555,610→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,610 underlying)
Gift
Group A Units
2018-03-08−3,094,507→ 78,700,739 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)
Gift
Group A Units
2018-03-08−555,610→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,610 underlying)
Gift
Group A Units
2018-03-08−3,094,507→ 78,700,739 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)
Gift
Group A Units
2018-03-08+3,271,766→ 79,370,810 total(indirect: By Trust)
→ Class A Shares (3,271,766 underlying)
Gift
Group A Units
2018-03-08−2,608,945→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,945 underlying)
Gift
Group A Units
2018-03-08−555,611→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (555,611 underlying)
Gift
Group A Units
2018-03-08−3,094,507→ 78,700,739 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)
Other
Group A Units
2018-03-08$1.58/sh+3,094,507$4,889,321→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)
Gift
Group A Units
2018-03-08+2,608,945→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (2,608,945 underlying)
Other
Group A Units
2018-03-08$1.58/sh+3,094,507$4,889,321→ 81,795,246 total(indirect: By Trust)
→ Class A Shares (3,094,507 underlying)

Footnotes (3)

[F1]One Group A Unit consists of one Class A Common Unit of each of OZ Advisors LP ("OZA"), OZ Advisors II LP ("OZA II") and OZ Management LP ("OZM," and together with OZA and OZA II, the "Oz Operating Group"). Pursuant to an exchange agreement, the Reporting Person may, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Oz Operating Group, exchange Group A Units for Class A Shares of the Company on a one-for-one basis, subject to exchange rate adjustments for splits, distributions and reclassifications. Upon the exchange of one Group A Unit for one Class A Share, one Class B Share will be canceled for no consideration.
[F2]Reflects transactions by the Reporting Person with certain related trusts for family members or estate planning purposes.
[F3]The Group A Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.

Documents

1 file

4
wf-form4_152085414555178.xmlPrimary
FORM 4

Issuer

Och-Ziff Capital Management Group LLC

CIK 0001403256

→

Entity typeother

Related Parties

filerCIK 0001417561

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 7:29 AM ET
Size: 54.7 KB

View on SEC.gov