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4//SEC Filing

Sipp Thomas Michael 4

Accession 0001403256-21-000021

CIK 0001403256other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 9:09 PM ET

Size

12.9 KB

Accession

0001403256-21-000021

Insider Transaction Report

Form 4
Period: 2021-01-01
Sculptor Capital Management, Inc.SCU
Sipp Tom
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Class A Shares

    2021-01-01+8,869→ 181,855 total
  • Exercise/Conversion

    Class A Restricted Share Units

    2021-01-01−8,869→ 17,737 total
    → Class A Shares (8,869 underlying)
  • Exercise/Conversion

    Class A Restricted Share Units

    2021-01-01−11,131→ 11,132 total
    → Class A Shares (11,131 underlying)
  • Exercise/Conversion

    Class A Shares

    2021-01-01+11,131→ 192,986 total
Holdings

  • Class A Restricted Share Units

    → Class A Shares (111,783 underlying)
    111,783
Footnotes (5)
  • [F1]The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
  • [F2]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  • [F3]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. Of the remaining 17,737 unvested Class A Restricted Share Units, 8,869 of the Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022, and the remaining amount will be forfeited on January 15, 2021, in connection with the Reporting Person's resignation as Chief Financial Officer.
  • [F4]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2022.
  • [F5]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on May 3, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, on May 3, 2021.

Documents

1 file

Issuer

Sculptor Capital Management, Inc.

CIK 0001403256

→
Entity typeother

Related Parties

1
  • filerCIK 0001547489

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:09 PM ET
Size
12.9 KB
View on SEC.gov