Pollard Herbert Alvin 4

Accession 0001403256-23-000023

CIK 0001403256other

View on SEC.gov Company Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 6:12 PM ET

Size

22.1 KB

Accession

0001403256-23-000023

Insider Transaction Report

Form 4

Period: 2023-01-01

Sculptor Capital Management, Inc.SCU

Pollard Herbert Alvin

Chief Accounting Officer

Transactions

Exercise/Conversion
Class A Shares
2023-01-01+12,814→ 38,536 total
Exercise/Conversion
Class A Restricted Share Units
2023-01-01−12,814→ 38,439 total
→ Class A Shares (12,814 underlying)
Exercise/Conversion
Class A Restricted Share Units
2023-01-01−3,106→ 3,103 total
→ Class A Shares (3,106 underlying)
Disposition to Issuer
Class A Shares
2023-01-01$8.66/sh−1,402$12,141→ 37,134 total
Exercise/Conversion
Class A Restricted Share Units
2023-01-01−1,402→ 2,799 total
→ Class A Shares (1,402 underlying)
Exercise/Conversion
Class A Shares
2023-01-01+1,794→ 25,722 total
Tax Payment
Class A Shares
2023-01-01$8.66/sh−2,565$22,213→ 34,569 total
Exercise/Conversion
Class A Shares
2023-01-01+3,106→ 23,928 total
Exercise/Conversion
Class A Restricted Share Units
2023-01-01−1,794→ 0 total
→ Class A Shares (1,794 underlying)
Exercise/Conversion
Class A Shares
2023-01-01+1,402→ 20,822 total

Footnotes (9)

[F1]The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
[F2]Represents Class A Restricted Share Units settled in cash by the Issuer.
[F3]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
[F4]Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units or Class A Restricted Shares.
[F5]Includes 2,801 Class A Restricted Shares granted on January 31, 2022. The remaining Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
[F6]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
[F7]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
[F8]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020.
[F9]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.

Documents

1 file

4
wf-form4_167287391043273.xmlPrimary
FORM 4

Issuer

Sculptor Capital Management, Inc.

CIK 0001403256

→

Entity typeother

Related Parties

filerCIK 0001785306

Filing Metadata

Form type: 4
Filed: Jan 3, 7:00 PM ET
Accepted: Jan 4, 6:12 PM ET
Size: 22.1 KB

View on SEC.gov