Pollard Herbert Alvin 4
4 · Sculptor Capital Management, Inc. · Filed Jan 4, 2023
Insider Transaction Report
Form 4
Pollard Herbert Alvin
Chief Accounting Officer
Transactions
- Exercise/Conversion
Class A Shares
2023-01-01+12,814→ 38,536 total - Exercise/Conversion
Class A Restricted Share Units
2023-01-01−12,814→ 38,439 total→ Class A Shares (12,814 underlying) - Exercise/Conversion
Class A Restricted Share Units
2023-01-01−3,106→ 3,103 total→ Class A Shares (3,106 underlying) - Disposition to Issuer
Class A Shares
2023-01-01$8.66/sh−1,402$12,141→ 37,134 total - Exercise/Conversion
Class A Restricted Share Units
2023-01-01−1,402→ 2,799 total→ Class A Shares (1,402 underlying) - Exercise/Conversion
Class A Shares
2023-01-01+1,794→ 25,722 total - Tax Payment
Class A Shares
2023-01-01$8.66/sh−2,565$22,213→ 34,569 total - Exercise/Conversion
Class A Shares
2023-01-01+3,106→ 23,928 total - Exercise/Conversion
Class A Restricted Share Units
2023-01-01−1,794→ 0 total→ Class A Shares (1,794 underlying) - Exercise/Conversion
Class A Shares
2023-01-01+1,402→ 20,822 total
Footnotes (9)
- [F1]The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
- [F2]Represents Class A Restricted Share Units settled in cash by the Issuer.
- [F3]Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- [F4]Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units or Class A Restricted Shares.
- [F5]Includes 2,801 Class A Restricted Shares granted on January 31, 2022. The remaining Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
- [F6]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
- [F7]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
- [F8]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020.
- [F9]The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.