4//SEC Filing
Pollard Herbert Alvin 4
Accession 0001403256-23-000130
CIK 0001403256other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:43 PM ET
Size
14.6 KB
Accession
0001403256-23-000130
Insider Transaction Report
Form 4
Pollard Herbert Alvin
Chief Accounting Officer
Transactions
- Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−13,432$170,586→ 0 total→ Class A Shares (13,432 underlying) - Disposition to Issuer
Class A Shares
2023-11-17$12.70/sh−34,654$440,106→ 0 total - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−3,198$40,615→ 0 total→ Class A Shares (3,198 underlying) - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−39,619$503,161→ 0 total→ Class A Shares (39,619 underlying) - Disposition to Issuer
Class A Restricted Share Units
2023-11-17$12.70/sh−2,884$36,627→ 0 total→ Class A Shares (2,884 underlying)
Footnotes (5)
- [F1]Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent.
- [F2]Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date.
- [F3]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
- [F4]The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
- [F5]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
Documents
Issuer
Sculptor Capital Management, Inc.
CIK 0001403256
Entity typeother
Related Parties
1- filerCIK 0001785306
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 4:43 PM ET
- Size
- 14.6 KB