Home/Filings/4/0001403256-23-000131
4//SEC Filing

Levine David Michael 4

Accession 0001403256-23-000131

CIK 0001403256other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 4:43 PM ET

Size

14.1 KB

Accession

0001403256-23-000131

Insider Transaction Report

Form 4
Period: 2023-11-17
Levine David Michael
Chief Legal Officer
Transactions
  • Disposition to Issuer

    Class A Restricted Share Units

    2023-11-17$12.70/sh33,942$431,0630 total
    Class A Shares (33,942 underlying)
  • Disposition to Issuer

    Class A Shares

    2023-11-1740,82132,950 total
  • Disposition to Issuer

    Class A Restricted Share Units

    2023-11-17$12.70/sh7,653$97,1930 total
    Class A Shares (7,653 underlying)
  • Disposition to Issuer

    Class A Shares

    2023-11-17$12.70/sh32,950$418,4650 total
  • Disposition to Issuer

    Class A Restricted Share Units

    2023-11-17$12.70/sh4,845$61,5320 total
    Class A Shares (4,845 underlying)
Footnotes (6)
  • [F1]Forfeiture of unvested Performance Restricted Stock Units.
  • [F2]Disposed of as a result of the merger (the "Merger") pursuant to the previously announced Agreement and Plan of Merger, dated as of July 23, 2023, as amended, by and among the Sculptor Capital Management, Inc. (the "Company"), Sculptor Capital LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors LP, a Delaware limited partnership and subsidiary of the Company, Sculptor Capital Advisors II LP, a Delaware limited partnership and subsidiary of the Company, Rithm Capital Corp., a Delaware corporation ("Parent"), Calder Sub, Inc., a Delaware corporation and subsidiary of Parent ("Merger Sub Inc."), Calder Sub I, LP, a Delaware limited partnership and subsidiary of Parent, Calder Sub II, LP, a Delaware limited partnership and subsidiary of Parent, and Calder Sub III, LP, a Delaware limited partnership and subsidiary of Parent.
  • [F3]Each Class A Restricted Share Unit represented a right to receive one of the Company's Class A Shares or the cash value thereof, upon the vesting date.
  • [F4]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025, and January 1, 2026.
  • [F5]The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.
  • [F6]The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.

Issuer

Sculptor Capital Management, Inc.

CIK 0001403256

Entity typeother

Related Parties

1
  • filerCIK 0001691807

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 4:43 PM ET
Size
14.1 KB