Fehsenfeld Fred M Jr 4
4 · Heritage-Crystal Clean, Inc. · Filed Aug 15, 2022
Insider Transaction Report
Form 4
Fehsenfeld Fred M Jr
Director10% Owner
Transactions
- Gift
Common Stock
2022-02-01−400,000→ 637,647 total - Sale
Common Stock
2022-08-11$35.05/sh−32,561$1,141,263→ 708,268 total(indirect: By Trust) - Sale
Common Stock
2022-08-11$35.90/sh−6,716$241,104→ 701,552 total(indirect: By Trust) - Sale
Common Stock
2022-08-12$35.08/sh−142,498$4,998,830→ 559,054 total(indirect: By Trust) - Sale
Common Stock
2022-08-15$35.30/sh−118,225$4,173,342→ 440,829 total(indirect: By Trust)
Footnotes (6)
- [F1]The reported securities were transferred by the Reporting Person as a gift to the Kobe Foundation, Inc. The Reporting Person exercises investment discretion over but has no pecuniary interest in the securities held, or transactions by, the Kobe Foundation, Inc. and disclaims beneficial ownership of all such securities.
- [F2]The reported price is a volume weighted average price. The shares of Common Stock ("Shares") were sold in multiple transactions at prices ranging from $34.72 to $35.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares sold by each of the Trusts (defined below) at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) of this Form 4.
- [F3]The reported securities are directly held by trusts for the benefit of the Reporting Person's family (the "Trusts"). The Reporting Person serves as trustee of each of the Trusts and therefore may be deemed to have beneficial ownership of the reported securities but disclaims such ownership except to the extent of his pecuniary interest therein.
- [F4]The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $35.50 to $36.02, inclusive.
- [F5]The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.68 to $35.26, inclusive.
- [F6]The reported price is a volume weighted average price. The Shares were sold in multiple transactions at prices ranging from $34.82 to $35.64, inclusive.