StoneX Group Inc.·4

May 18, 4:23 PM ET

Dunaway William J 4

4 · StoneX Group Inc. · Filed May 18, 2026

Research Summary

AI-generated summary of this filing

Updated

StoneX (SNEX) CFO William Dunaway Exercises Options, Sells Shares

What Happened
William J. Dunaway, Chief Financial Officer of StoneX Group Inc. (SNEX), exercised stock options to acquire 84,375 shares at $13.34 per share (cost ≈ $1,125,563) on May 15, 2026. The same day he sold 64,017 of those shares in an open-market transaction at an average price of $110.46 per share, generating proceeds of about $7,071,209. The filing also shows a related derivative disposition line (84,375 shares at $0.00) that records the conversion/exercise of the derivative.

Roughly speaking, the gross proceeds from the sale minus the exercise cost are about $5.95 million before taxes, fees, or other withholdings.

Key Details

  • Transaction date: May 15, 2026 (filed May 18, 2026). Filing appears timely (within SEC Form 4 reporting window).
  • Exercise: 84,375 shares acquired @ $13.34 — total cost ≈ $1,125,563.
  • Sale: 64,017 shares sold @ average $110.46 — proceeds ≈ $7,071,209.
  • Derivative line: 84,375 shares disposed @ $0.00 records the option conversion/exercise.
  • Shares owned after transaction: not disclosed in this filing.
  • Footnote: The sale price is reported as an average price. The reporting person will provide per-share sale-price details on request (Footnote F1).

Context
This is a common pattern where an executive exercises options and sells a portion of the acquired shares the same day — often done to cover the exercise cost and taxes (cashless exercise). The filing is factual and does not indicate the insider’s motivations.

Insider Transaction Report

Form 4
Period: 2026-05-15
Dunaway William J
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2026-05-15$13.34/sh+84,375$1,125,563337,603 total
  • Sale

    Common Stock

    [F1]
    2026-05-15$110.46/sh64,017$7,071,209273,586 total
  • Exercise/Conversion

    Stock Options

    2026-05-1584,375590,625 total
    Exercise: $13.34From: 2021-12-05Exp: 2026-12-05Common Stock (84,375 underlying)
Footnotes (1)
  • [F1]The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Signature
William J. Dunaway|2026-05-16

Documents

1 file
  • 4
    wk-form4_1779135806.xmlPrimary

    FORM 4