du Pont Lammot J 4

Accession 0001407739-17-000092

CIK 0001407739other

View on SEC.gov Company Profile

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 4:20 PM ET

Size

28.9 KB

Accession

0001407739-17-000092

Insider Transaction Report

Form 4

Period: 2017-07-28

DUPONT FABROS TECHNOLOGY, INC.DFT

du Pont Lammot J

DirectorExecutive Chairman

Transactions

Award
Common Stock
2017-07-31$19.89/sh+55,556$1,105,009→ 310,341 total
Sale
Common Stock
2017-07-28$61.05/sh−96,185$5,871,786→ 119,488 total
Award
Common Stock
2017-07-31$5.06/sh+135,297$684,603→ 254,785 total
Exercise/Conversion
Non-qualified Stock Option
2017-07-31−135,297→ 0 total
Exercise: $5.06Exp: 2019-02-26→ Common Stock (135,297 underlying)
Exercise/Conversion
Non-qualified Stock Option
2017-07-31−55,556→ 0 total
Exercise: $19.89Exp: 2020-02-25→ Common Stock (55,556 underlying)
Other
OP Units
2017-07-28−91,300→ 1,501,119 total(indirect: By LLC)
→ Common Stock (91,300 underlying)
Award
Common Stock
2017-07-28$5.06/sh+96,185$486,696→ 215,673 total
Award
Common Stock
2017-07-31$23.79/sh+9,147$217,607→ 319,488 total
Sale
Common Stock
2017-07-31$61.69/sh−200,000$12,337,000→ 119,489 total
Exercise/Conversion
Non-qualified Stock Option
2017-07-28−96,185→ 135,297 total
Exercise: $5.06Exp: 2019-02-26→ Common Stock (96,185 underlying)
Exercise/Conversion
Non-qualified Stock
2017-07-31−9,147→ 146,680 total
Exercise: $23.79Exp: 2021-02-24→ Common Stock (9,147 underlying)

Holdings

Common Stock
(indirect: By Corporation)
33,972
OP Units
→ Common Stock (1,250,109 underlying)
1,250,109
OP Units
(indirect: By LP)
→ Common Stock (289,025 underlying)
289,025
OP Units
(indirect: By Corporation)
→ Common Stock (204,095 underlying)
204,095

Footnotes (10)

[F1]Represents the weighted average per share sale price, with per share sale price ranging from $61.00 to $61.65. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F10]The OP Unites were originally received in exchange for direct or indirect contribution to the OP of certain partnership, membership, or ownership interests in, of property of, certain partnerships or limited liability companies which own, directly or indirectly, certain properties in Illinois, New Jersey, Virginia, and/or the District of Columbia, in connection with the Issuer's initial public offering, the value which was $21.00 per OP Unit based on the price of common stock of the Issuer at the time of the Issuer's public offering.
[F2]Represents the weighted average per share sale price, with per share sale price ranging from $61.37 to $62.235. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
[F3]Added 1 share of stock to correct an error.
[F4]Stock option vests one third on each of March 1, 2010, 2011, and 2012
[F5]Stock option vests one third on each of March 1, 2011, 2012, and 2013.
[F6]Stock option vests one third on each of March 1, 2012, 2013, and 2014.
[F7]"OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
[F8]These OP Units were transferred by an entity controlled by Mr. du Pont to a grantor trust for cash of equal value. The aggregate value was $5,605,820.00, determined by the reference to the mid point of the reported high and low price of the Issuer's common stock on the NYSE on July, 28, 2017, which was $61.40.
[F9]All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.

Documents

1 file

4
wf-form4_150161879029822.xmlPrimary
FORM 4

Issuer

DUPONT FABROS TECHNOLOGY, INC.

CIK 0001407739

→

Entity typeother

Related Parties

filerCIK 0001415043

Filing Metadata

Form type: 4
Filed: Jul 31, 8:00 PM ET
Accepted: Aug 1, 4:20 PM ET
Size: 28.9 KB

View on SEC.gov